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Conflict of Interest
In Research
Research Integrity 
& Misconduct
National Security Regulations
& Related Policies
  Forms

Policies and Guidance Documents
Bullet Financial Conflicts of Interest in Research: Statement of Principles
Bullet UCLA Policy 150: Conflict of Interest
Bullet UCLA Conflict of Interest in Research Policies & Procedures
Bullet UC Listing of Non-Governmental Entities Sponsors of Research Exempted from Financial Disclosure Requirement


Disclosure of Financial Interests
Bullet Disclosure Forms (700U, 740, and Supplements)
Bullet State & Federal Financial Interest Disclosure Requirements Matrix
Bullet Conflicts of Interest in Research - A Quick Guide
Bullet Frequently Asked Questions about UCLA's COI Procedures for the Implementation of State of California and Federal Regulations


Conflict of Interest Review Committee (CIRC)
Bullet

What is the CIRC?

Bullet

CIRC Review Process

Bullet Upcoming CIRC Meetings and Case Submission Deadlines
Bullet Conflicts of Interest in Research - What the Conflict of Interest Review Committee (CIRC) has Recommended in Some Typical Cases
Bullet

CIRC Members



Related Policies
Bullet UC Policy on Conflict of Commitment and Outside Activities of Faculty Members (APM025)
Bullet UC Policy on Acceptance of Gifts and Gratuities
Bullet Disclosure of Possible Conflict of Interest to Human Research Subjects - Memo from Executive Vice Chancellor Wyatt R. Hume Dated April 20, 1999


Related Links
Bullet UCLA Task Force Report on Managing Potential Conflicts of Interests Arising from the Licensing of the Technology
Bullet UCLA Taskforce Report on Conflict of Interest in Clinical Research
Bullet NIH Conflict of Interest Website
Bullet Reminder from the NIH on Financial Conflict of Interest Requirements
Bullet NIH tutorial on Financial Conflicts of Interest
Bullet NIH Financial Conflict of Interest FAQ
Bullet DHHS Final Guidance Document: "Financial Relationships and Interests in Research Involving Human Subjects: Guidance for Human Subject Protection"
Bullet AAU Report on Individual and Institutional Conflicts of Interest
Bullet AAMC Protecting Subjects, Preserving Trust, Promoting Progress - Policy and Guidelines for the Oversight of Individual Financial Interests in Human Subjects Research
Bullet AAMC Protecting Subjects, Preserving Trust, Promoting Progress II – Principles and Recommendations for Oversight of an Institution’s Financial Interests in Human Subjects Research
Bullet David Geffen School of Medicine Industry Relationship Guidelines

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Conflict of Interest Review Committee (CIRC)
The Conflict of Interest Review Committee (CIRC) is an independent faculty body, advisory to the Vice Chancellor for Research, that reviews investigator financial interests to determine whether real or perceived conflicts of interest may be present. Prior to acceptance of an award, the Vice Chancellor for Research reviews the CIRC’s recommendations and makes a final determination as to whether the conflict must be reduced, eliminated, or managed. In some cases, reviews are also conducted in relation to license negotiations or material transfer agreements involving The Regents. To see when and what to disclose, please refer to the above links on this page.

Committee Members

  • Joseph Doherty, Member - School of Law
  • Steven Dubinett, Chair – School of Medicine/Department of Medicine – Division of Pulmonary and Critical Care
  • Patricia Ganz, Member – School of Medicine/Department of Hematology & Oncology, School of Public Health/Department of Health Services (on sabbatical until September 30, 2010)
  • Harold Monbouquette, Member – School of Engineering/Department of Chemical and Biomolecular Engineering
  • Michael Roth, Member - School of Medicine/Department of Medicine - Division of Pulmonary and Critical Care
  • Professor Todd Yeates – College of Letters and Science/Division of Physical Sciences - Department of Chemistry and Biochemistry

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Last page update on 02/09/2010

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